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Goldman Sachs & Co. Global Compliance – Compliance Technology Office – Governance & Delivery Management – Analyst, Bengaluru in Bengaluru, Indiana

MORE ABOUT THIS JOB

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

The Compliance Technology Office (CTO) is a centralized group within Compliance that enables Compliance and Compliance Engineering teams to work efficiently and effectively by performing the following functions: (i) Designing, implementing, and coordinating Compliance Engineering control frameworks; (ii) Managing delivery of strategic engineering initiatives; (iii) Unifying and enhancing core Compliance systems; and (iv) Managing Compliance Engineering budget, vendors, and resources.

RESPONSIBILITIES AND QUALIFICATIONS

CTO is seeking technically proficient team members who can help drive global Compliance Engineering projects and governance frameworks that have a strategic impact on the firm’s Compliance program. This specific role will focus heavily on tracking, reporting, and assisting with key framework deliverables. This is a hands-on role that requires diligent, persistent delivery managers who can quickly learn complex Compliance and Engineering concepts. As needed, candidates will be expected to help with metrics,data collection,oversights and other framework tasks and presentations. Examples of recent initiatives that may be carried out in this type of role include:

  • Redesigning and implementing a new global delivery management framework for Compliance Engineering projects

  • Enhancing the firm-wide surveillance governance program

  • Coordinating the technology risk issue management framework for Compliance Engineering

  • Implementing and administering a new server for a data analytics application

Basic Qualifications

  • Bachelor’s degree required

  • Well-organized individual with exceptional attention to detail and personal initiative

  • Excellent written and verbal communications skills

  • Ability to execute and follow through on assigned projects – proactively communicating issues, risks, and results to global stakeholders

  • Technically proficient and analytical; experience working with and analyzing data

  • Experience with Excel and PowerPoint

Preferred Experience

  • Ideal candidate will have 1-3 years of experience in consulting or financial services

  • Relevant project management experience (e.g. creating and managing project governance, managing stakeholder expectations, making project plans)

  • Prior exposure to surveillances or risk and operational controls in a banking environment

  • Working knowledge of financial markets and products

  • Coding / Data analytics with Alteryx, Tableau, etc.

ABOUT GOLDMAN SACHS

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2021. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Location(s)IN-Bengaluru

Job ID2021-69057

Schedule TypeFull Time

LevelAnalyst

Function(s)Project/Program Manager

RegionIndia

DivisionCompliance

Business UnitCompliance Technology Office

Employment TypeEmployee

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